John Hayman, CFP – Founder and President of Capital Advantage, Inc. – has announced the promotion of Dawnalizabeth Henke to Chief Compliance Officer.
Hayman says, “I am very proud and confident in promoting Dawnalizabeth to this mission critical position within our firm.” Dawnalizabeth has over ten years experience within the investment industry and has demonstrated her dedication and attention to detail in ensuring that all business units are in compliance with the regulatory requirements of the United States Securities and Exchange Commission (SEC). Ms. Henke has earned her Master of Science in Financial Analysis & Investment Management, and recently passed the Uniform Investment Adviser Law Examination.
Capital Advantage, Inc. is headquartered in Lafayette, California and specializes in Investment Management and Retirement Planning. The firm has assets under management of approximately $250 million and over 350 clients, serving as reputable and independent “fee-only” Financial Planners and Investment Advisors in the Lafayette, Moraga & Orinda communities.